What is not a task of the Trading Surveillance Office?

The Trading Surveillance Office primarily focuses on monitoring and ensuring compliance with trading regulations within the exchange. One of its core responsibilities is to inform the Exchange Supervisory Authority about any violations, which is essential for maintaining the integrity of the market. Conducting routine inspections of trading facilities is also part of their role, as it helps ensure that trading practices adhere to established standards. Additionally, collecting trading data and performing analyses is crucial for identifying any unusual trading patterns or potential violations.

However, sanctioning traders for breaking exchange-related rules is not typically a task performed by the Trading Surveillance Office. Instead, this function usually falls under a different department or authority that is responsible for enforcing consequences for regulatory breaches. Maintaining clear boundaries between monitoring and sanctioning helps to prevent conflicts of interest and ensures that enforcement actions are handled independently and fairly.